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ARAşTıRMA · İSTATISTIKSEL ÖğRENME arXiv:2610.31663 22 Eki 2026 · v1

Phase Transition from Random Features to Fully Trainable Networks

Xin He, Huan Lao, Xiliang Lu, Shijun Zhang

YAYIN:22 Eki 2026 ALAN:math.NA OKUMA:2

Özet

Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent $α>1$ and leverage compatibility, we establish a squared $L_2$ approximation rate $mathcal{O}((κ_Plog(m/δ)/m)^α)$ for two-layer networks of width $m$ and trainable proportion $P$, where $κ_P=(P/κ_1^*+(1-P)/κ_0^*)^{-1}$. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least $1-δ$. The constants $κ_0^*$ and $κ_1^*$ quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension $d$, we verify these assumptions with $α=(d+2)/(d-1)$ and $κ_0^*=4sqrt{2}τ(d+1)/d$ for initialization scale $τge1$, and $κ_1^*=1$ under ridge leverage sampling. For $d=5$ and $τ=10$, a trainable proportion of approximately $4.1%$ captures $90%$ of the reduction in the approximation bound from $P=0$ to $P=1$. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.

Özetle: Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing.

Özet

Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent $α>1$ and leverage compatibility, we establish a squared $L_2$ approximation rate $mathcal{O}((κ_Plog(m/δ)/m)^α)$ for two-layer networks of width $m$ and trainable proportion $P$, where $κ_P=(P/κ_1^*+(1-P)/κ_0^*)^{-1}$. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least $1-δ$. The constants $κ_0^*$ and $κ_1^*$ quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension $d$, we verify these assumptions with $α=(d+2)/(d-1)$ and $κ_0^*=4sqrt{2}τ(d+1)/d$ for initialization scale $τge1$, and $κ_1^*=1$ under ridge leverage sampling. For $d=5$ and $τ=10$, a trainable proportion of approximately $4.1%$ captures $90%$ of the reduction in the approximation bound from $P=0$ to $P=1$. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.

Orijinal Özet (İngilizce)

Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent $α>1$ and leverage compatibility, we establish a squared $L_2$ approximation rate $mathcal{O}((κ_Plog(m/δ)/m)^α)$ for two-layer networks of width $m$ and trainable proportion $P$, where $κ_P=(P/κ_1^*+(1-P)/κ_0^*)^{-1}$. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least $1-δ$. The constants $κ_0^*$ and $κ_1^*$ quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension $d$, we verify these assumptions with $α=(d+2)/(d-1)$ and $κ_0^*=4sqrt{2}τ(d+1)/d$ for initialization scale $τge1$, and $κ_1^*=1$ under ridge leverage sampling. For $d=5$ and $τ=10$, a trainable proportion of approximately $4.1%$ captures $90%$ of the reduction in the approximation bound from $P=0$ to $P=1$. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.

Kaynak: arXiv:2610.31663 · PDF

BibTeX

@article{he2026phase,
  title   = {Phase Transition from Random Features to Fully Trainable Networks},
  author  = {Xin He and Huan Lao and Xiliang Lu and Shijun Zhang},
  journal = {arXiv preprint arXiv:2610.31663},
  year    = {2026},
  url     = {https://arxiv.org/abs/2610.31663}
}

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